Compliance

Companies face increasing compliance risks. Heightened regulatory activity with substantial fines and penalties for compliance failures can overwhelm organizations. By leveraging resources and technology Mindcrest has successfully delivered compliance solutions for our clients while demonstrating return on investment. Our capabilities to structure, review and analyze large volumes of information allow us to effectively solve the most demanding compliance challenges your company may face.

Ring Fencing

Preparing for ring-fencing regulations is a tremendous undertaking in contract due diligence. Mindcrest has handled large due diligence initiatives for Financial Institutions and can help you meet your obligations by January 2019. We can review legacy client, intra-bank and service provider contracts to determine relevant provisions and required actions to comply with Ring-fencing obligations.

Remediation

Compliance processes are resource intensive and critical to many regulatory requirements such as AML, FATCA, FCPA, Ringfencing, etc. Through process review and remediation, we successfully help clients address and mitigate this regulatory risk. In addition, our solutions leverage technology to proactively identify your unknown risks and manage your Know Your Customer (KYC) obligations.

Regulatory Mapping

How do you know the regulatory requirements and guidelines that impact your business? Our regulatory mapping solutions create and strengthen risk programs to ensure that client obligations are correctly identified and met. These obligations can be mapped to business area/owner accountability in addition to identifying deadlines or reporting requirements.


Third Party Review

Are you confident that individuals, entities and third parties you do business with do not present a risk to you? Our comprehensive solutions enable you to monitor relationships to identify and mitigate risk. We review sanctions and negative business lists to provide you with actionable intelligence.

Import Duty Protests

For clients that import goods, incorrectly assessed duties create significant revenue leakage. Our Import Duty Protest process allows our clients to secure significant refunds of import duties. We can implement this end-to-end solution on your behalf to further reduce your costs and optimize revenue opportunities.

Capabilities

CUSTOMIZED SOLUTIONS


We understand that you face unique problems. Our advisory teams are led by Subject Matter Experts with deep knowledge of your business and its unique challenges. We will engage with you to help define your requirements and design a customized solution by incorporating best practices, appropriate technology and innovative processes. As your strategic partner, we will be a trusted extension of your business and create solutions that deliver measurable outcomes

PROJECT MANAGEMENT


People, processes and technology require active management. The Mindcrest Managed Services model ensures delivery of high quality results in a professional, timely, and efficient manner based on KPIs and SLAs. Our team of experienced project managers are trained to anticipate and mitigate risks and ensure collaboration with our clients through effective escalation and communication protocols. Our project management capability strengthens our strategic client partnerships.

TECHNOLOGY


The future of law is enabled by technology. Our solutions are embedded with workflow, analytics, and artificial intelligence (AI) software. Our project teams have hands-on experience with all leading applications and platforms in the market. We can work with your preferred applications or assess and recommend the right technology for you. Mindcrest invests in the continuous evaluation of new technologies like machine learning, advanced analytics and automation tools.

TALENT


Our people are our most valuable assets. Mindcrest places great emphasis on attracting and developing the best talent. Our diverse, globally distributed teams are focused on delivering high quality results to you. We drive value to our clients by bringing teams of experienced legal and business professionals, analytics experts, and technology specialists. Our culture of continuous learning empowers our people to innovate and succeed.